Education Session No. 370
Trends in SEC Examinations and Enforcement
DATE: Tuesday, October 23rd, 2012
SPEAKERS:
John V. Schrier, Member of Business Development and Client Relationship, CACEIS - USA
Edward Tedeschi, Principal, Rothstein Kass
HOST: CACEIS and Merlin Securities, A Wells Fargo Company
LOCATION: Wells Fargo
303 Second Street, 5th Floor, Suite 500, North Tower
San Francisco, CA 94107