Education Session No. 440
Webinar: SEC Exam Priorities for 2014: What's Next?
DATE: Tuesday, December 10th, 2013
SPEAKERS:
Drew Bowden, Director, OCIE, US Securities Exchange Commission
Mary Nir, Chief Compliance Officer, Gracie Asset Management
Amy Lynch, Moderator, President, FrontLine Compliance, LLC
HOST: FrontLine Compliance
LOCATION: Webinar